A SOX programme gives management (and, for larger filers, the external auditor) a defensible basis to assert on internal control over financial reporting. This is the SOX and ICFR Programme from the Stratenity Library, a governed strategic execution asset that is already built for you. It gives your team the full working method for SOX and ICFR programme, and it walks through everything from risk assessment and the control framework to testing design and operating effectiveness. Every asset ships with a worked client example, a clear RACI, defined KPIs, and governance you can defend, so your team adapts it to a live client engagement instead of starting from a blank page.
What this asset covers
This is a preview of the full deliverable. Inside the Stratenity Library, this asset walks your team through the complete method, section by section, with a worked client example threaded throughout.
- Why SOX and ICFR
- Scoping and Materiality
- Risk Assessment and the Control Framework
- Entity-Level and Process-Level Controls
- IT General Controls
- Documentation and Walkthroughs