Executive summary
A risk-based design for anti-money laundering, sanctions and anti-bribery compliance that a supervisor can test.
What is inside
What the programme design covers
The asset confirms obligations, assesses business-wide risk, sets customer risk ratings and review cycles, designs and calibrates monitoring and screening, sizes operations and sets assurance and board reporting.
- Obligations register by jurisdiction
- Business-wide risk assessment
- Customer risk rating and review cycles
- Monitoring and screening design
- Calibration with below-threshold testing
- Capacity model for alert operations
- Assurance, board reporting and the review record